Heather joined the firm in January 2017 after almost 17 years with BB&T/BB&T Securities. As the Director of Compliance, she is responsible for the firm’s overall compliance program. She provides oversight and supervision of the firm’s offices, advisors and practices, ensuring that the firm remains compliant in an ever-changing regulatory environment.
Heather holds the FINRA Series 7, 9/10, 24, and 66 securities registrations. She is a Registered Representative and Registered Principal with Cetera Advisor Networks LLC.
Heather is a native of Lynchburg, VA, and graduated from Mary Washington College in 1999 with a degree in Business Administration. She and her husband live in Midlothian with their two sons.